secwatch.observer — SEC 8-K summary ====================================== Issuer: XCel Brands, Inc. (XELB) CIK: 0001083220 Form: 8-K Filed at: 2026-10-02T20:55:15+00:00 Accession: 0001104659-26-113338 Event type: regulatory Sentiment: negative Materiality: 0.55 Item codes: 3.01 LLM model: deepseek-v4.1-flash:cloud@v2 Xcel Brands gets Nasdaq minimum bid price notice; has until March 29, 2027 to regain $1.00 compliance -------------------------------------------------------------------------------- - Nasdaq notified Xcel Brands on September 29, 2026 that its common stock closed below $1.00 for 30 consecutive business days. - Company has 180 calendar days, until March 29, 2027, to regain compliance by holding a closing bid of at least $1.00 for 10 consecutive business days. - If it fails, Xcel may be eligible for a second compliance period under Rule 5810(c)(3)(A)(ii), requiring written notice and possibly a reverse stock split. - Company says it will monitor its closing bid price and the market value of its publicly held shares and consider available options to cure the deficiency. - No assurance of regaining compliance; failure would bring a Nasdaq delisting notice appealable to a hearings panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1083220/000110465926113338/0001104659-26-113338-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1083220/000110465926113338/xelb-20260929x8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-113338 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer