---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-114127"
form_type: "8-K"
ticker: "LFT"
cik: "0001547546"
company_name: "Lument Finance Trust, Inc."
filed_at: "2026-10-06T21:25:12+00:00"
generated_at: "2026-10-12T16:06:39.541456+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Lument Finance Trust regains NYSE compliance as 30-day average price tops $1.00

## Summary
- NYSE notified Lument Finance Trust on October 1, 2026 that it regained compliance with Section 802.01C minimum share price requirement.
- Compliance based on the company's average stock price for the 30 trading days ended September 30, 2026, which exceeded the NYSE's $1.00 minimum.
- Common stock (LFT) and 7.875% Series A preferred (LFTPrA) remain listed and trading on the NYSE, subject to continued listing standards.
- Filing signed October 6, 2026 by Chief Financial Officer James A. Briggs; no financial terms or capital actions disclosed.

## SEC filing metadata
- accession: 0001104659-26-114127
- form_type: 8-K
- ticker: LFT
- cik: 0001547546
- company_name: Lument Finance Trust, Inc.
- filed_at: 2026-10-06T21:25:12+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1547546/000110465926114127/0001104659-26-114127-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1547546/000110465926114127/tm2627123d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-114127
- JSON: https://secwatch.observer/filing/0001104659-26-114127.json
- Plain text: https://secwatch.observer/filing/0001104659-26-114127.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.