secwatch.observer — SEC 8-K summary
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Issuer:     Lument Finance Trust, Inc. (LFT)
CIK:        0001547546
Form:       8-K
Filed at:   2026-10-06T21:25:12+00:00
Accession:  0001104659-26-114127
Event type: regulatory
Sentiment:  positive
Materiality: 0.40
Item codes: 8.01, 9.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Lument Finance Trust regains NYSE compliance as 30-day average price tops $1.00
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- NYSE notified Lument Finance Trust on October 1, 2026 that it regained compliance with Section 802.01C minimum share price requirement.
- Compliance based on the company's average stock price for the 30 trading days ended September 30, 2026, which exceeded the NYSE's $1.00 minimum.
- Common stock (LFT) and 7.875% Series A preferred (LFTPrA) remain listed and trading on the NYSE, subject to continued listing standards.
- Filing signed October 6, 2026 by Chief Financial Officer James A. Briggs; no financial terms or capital actions disclosed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1547546/000110465926114127/0001104659-26-114127-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1547546/000110465926114127/tm2627123d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-26-114127

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