---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-114373"
form_type: "8-K"
ticker: "UUU"
cik: "0000102109"
company_name: "UNIVERSAL SAFETY PRODUCTS, INC."
filed_at: "2026-10-07T20:30:30+00:00"
generated_at: "2026-10-12T15:50:00.934478+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Universal Safety Products to rename as DeFi Capital Markets, switch NYSE American ticker to DCM on Oct 19

## Summary
- Company will change its name to DeFi Capital Markets, Inc. and its ticker from UUU to DCM effective October 19, 2026; CUSIP stays the same and no stockholder action is required.
- Board approved on October 6, 2026 a fiscal year-end change from March 31 to December 31, with a transition Form 10-K covering April 1 through December 31, 2026.
- Wholly owned subsidiary Universal DeFi LLC completed its first project, tokenizing silver, and is market-making in three cryptocurrencies from a proprietary account.
- Press release cites Dune data showing tokenized real-world assets above $34 billion and Citigroup's forecast of $2.7 trillion to $8.2 trillion by 2030, base case $5.5 trillion.
- Company anticipates discontinuing its legacy safety-products business as it pivots to tokenization, proprietary trading and digital asset market making; signed by CEO Harvey B. Grossblatt.

## SEC filing metadata
- accession: 0001104659-26-114373
- form_type: 8-K
- ticker: UUU
- cik: 0000102109
- company_name: UNIVERSAL SAFETY PRODUCTS, INC.
- filed_at: 2026-10-07T20:30:30+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 5.03, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/102109/000110465926114373/0001104659-26-114373-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/102109/000110465926114373/tm2627199d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-114373
- JSON: https://secwatch.observer/filing/0001104659-26-114373.json
- Plain text: https://secwatch.observer/filing/0001104659-26-114373.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.