secwatch.observer — SEC 8-K summary ====================================== Issuer: UNIVERSAL SAFETY PRODUCTS, INC. (UUU) CIK: 0000102109 Form: 8-K Filed at: 2026-10-07T20:30:30+00:00 Accession: 0001104659-26-114373 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 5.03, 7.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Universal Safety Products to rename as DeFi Capital Markets, switch NYSE American ticker to DCM on Oct 19 -------------------------------------------------------------------------------- - Company will change its name to DeFi Capital Markets, Inc. and its ticker from UUU to DCM effective October 19, 2026; CUSIP stays the same and no stockholder action is required. - Board approved on October 6, 2026 a fiscal year-end change from March 31 to December 31, with a transition Form 10-K covering April 1 through December 31, 2026. - Wholly owned subsidiary Universal DeFi LLC completed its first project, tokenizing silver, and is market-making in three cryptocurrencies from a proprietary account. - Press release cites Dune data showing tokenized real-world assets above $34 billion and Citigroup's forecast of $2.7 trillion to $8.2 trillion by 2030, base case $5.5 trillion. - Company anticipates discontinuing its legacy safety-products business as it pivots to tokenization, proprietary trading and digital asset market making; signed by CEO Harvey B. Grossblatt. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/102109/000110465926114373/0001104659-26-114373-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/102109/000110465926114373/tm2627199d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-114373 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer