secwatch.observer — SEC 8-K summary ====================================== Issuer: Annovis Bio, Inc. (ANVS) CIK: 0001477845 Form: 8-K Filed at: 2026-10-30T21:10:31+00:00 Accession: 0001104659-26-120732 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Annovis Bio gets NYSE non-compliance notice; 30-day average market cap $48.4M, equity deficit $(4.3)M -------------------------------------------------------------------------------- - NYSE notice dated Oct 29, 2026 cites Section 802.01B: 30 trading-day average market cap below $50M ($48.4M as of Oct 28) with stockholders' equity under $50M. - Last reported stockholders' deficit was approximately $(4.3) million as of June 30, 2026, per the notice. - Company will submit a cure plan within 45 days; NYSE has 45 days to accept, with a 9-month cure period from notice receipt. - Ticker ANVS keeps trading but gains a ".BC" designation until compliance is regained; NYSE may act fast if shares trade below $0.10. - Company says the notice does not affect operations, SEC reporting, or cause default under material debt agreements. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1477845/000110465926120732/0001104659-26-120732-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1477845/000110465926120732/tm2628596d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-120732 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer