---
schema_version: "secwatch.filing_event.v1"
accession: "0001109357-23-000069"
form_type: "8-K"
ticker: "EXC"
cik: "0001109357"
company_name: "EXELON CORP"
filed_at: "2023-09-28T23:59:59+00:00"
generated_at: "2026-06-10T07:25:39.018469+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Exelon and ComEd settle SEC investigation; agree to $46.2M penalty

## Summary
- Settlement with SEC resolves investigation related to 2020 deferred prosecution agreement conduct.
- Civil penalty of $46.2 million plus cease-and-desist from future securities law violations.
- Exelon fully accrued the $46.2M penalty in Q2 2023, already reflected in reported financials.
- SEC order acknowledges remedial measures and compliance program enhancements by the Companies.
- Exelon and ComEd fully cooperated throughout the SEC investigation.

## SEC filing metadata
- accession: 0001109357-23-000069
- form_type: 8-K
- ticker: EXC
- cik: 0001109357
- company_name: EXELON CORP
- filed_at: 2023-09-28T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1109357/000110935723000069/0001109357-23-000069-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/22606/000110935723000069/exc-20230928.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001109357-23-000069
- JSON: https://secwatch.observer/filing/0001109357-23-000069.json
- Plain text: https://secwatch.observer/filing/0001109357-23-000069.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.