{"schema_version":"secwatch.filing_event.v1","accession":"0001121702-23-000073","form_type":"8-K","ticker":null,"cik":"0001121702","company_name":"YIELD10 BIOSCIENCE, INC.","filed_at":"2023-11-17T23:59:59+00:00","discovered_at":"2026-05-14T18:03:28.281064+00:00","generated_at":"2026-06-07T23:50:34.317419+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"confidence":"high","headline":"Yield10 receives Nasdaq delisting notice for failure to meet stockholders' equity extension terms","bullets":["On Nov 15, 2023, Nasdaq notified Yield10 it did not meet terms of extension to comply with minimum $2.5M stockholders' equity requirement.","Company failed to complete a planned $12M capital raise or finalize a definitive Camelina feedstock oil agreement with Marathon Petroleum.","Outstanding $1M note from Marathon was not converted to common stock as part of the compliance plan.","Yield10 also faces a separate Nasdaq deficiency for bid price below $1.00 per share since Sept 25, 2023.","Company has appealed to the Nasdaq Hearings Panel, which stays any delisting action pending the hearing outcome."],"urls":{"canonical":"https://secwatch.observer/filing/0001121702-23-000073","json":"https://secwatch.observer/filing/0001121702-23-000073.json","markdown":"https://secwatch.observer/filing/0001121702-23-000073.md","text":"https://secwatch.observer/filing/0001121702-23-000073.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1121702/000112170223000073/0001121702-23-000073-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1121702/000112170223000073/yten-20231115.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T23:50:34.317419+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"74fefd4365ff56d15b984d9f0f7a0d23751a31f6","claim":"YIELD10 BIOSCIENCE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).","evidence_excerpt":"September 25, 2023, the Company also received a deficiency letter from the Staff notifying the Company that it was not in compliance with the requirement to maintain a minimum bid price of at least $1.00 per share pursuant to Nasdaq Listing Rule 5550(a)(2). The Company is diligently working to regain compliance with all applicable Nasdaq listing criteria; however, there can be no assurance that a hearing with the Panel will be successful or, if the Panel determines to continue the Company’s listing, that the Company will be able to satisfy the continued listing criteria subsequent to the heari","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1121702/000112170223000073/0001121702-23-000073-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"5550(a)(2)"}],"fact_type":"exchange_compliance_notice"},{"claim_id":"a6a2f10083cd8878186972ec966dfed97e79e286","claim":"YIELD10 BIOSCIENCE, INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).","evidence_excerpt":"ng process has concluded. As previously disclosed, on September 25, 2023, the Company also received a deficiency letter from the Staff notifying the Company that it was not in compliance with the requirement to maintain a minimum bid price of at least $1.00 per share pursuant to Nasdaq Listing Rule 5550(a)(2). The Company is diligently working to regain compliance with all applicable Nasdaq listing criteria; however, there can be no assurance that a hearing with the Panel will be successful or, if the Panel determines to continue the Company’s listing, that the Company will be able to satisfy","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1121702/000112170223000073/0001121702-23-000073-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"stockholders equity"},{"label":"Rules","value":"5550(b)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}