---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-21-037200"
form_type: "8-K"
ticker: "ACGP"
cik: "0001642122"
company_name: "Associated Capital Group, Inc."
filed_at: "2021-11-09T23:59:59+00:00"
generated_at: "2026-06-28T10:45:58.343664+00:00"
event_type: "earnings"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Associated Capital Q3 EPS $0.07, book value $42.24; AUM up to $1.7B

## Summary
- Q3 net income $1.5M ($0.07 diluted EPS) vs $5.8M ($0.26) a year ago.
- Book value per share $42.24 at Sept 30, 2021, up from $38.25 in 2020.
- AUM grew to $1.68B, up $329M from year-end 2020 on net inflows and appreciation.
- Board approved $0.30/share charitable contribution (~$6.6M) and $0.10 semi-annual dividend.
- Approved launch of a Private Equity Fund; additional details to follow.

## SEC filing metadata
- accession: 0001140361-21-037200
- form_type: 8-K
- ticker: ACGP
- cik: 0001642122
- company_name: Associated Capital Group, Inc.
- filed_at: 2021-11-09T23:59:59+00:00
- event_type: earnings
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1642122/000114036121037200/0001140361-21-037200-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1642122/000114036121037200/brhc10030590_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-21-037200
- JSON: https://secwatch.observer/filing/0001140361-21-037200.json
- Plain text: https://secwatch.observer/filing/0001140361-21-037200.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.