secwatch.observer — SEC 8-K summary ====================================== Issuer: Associated Capital Group, Inc. (ACGP) CIK: 0001642122 Form: 8-K Filed at: 2021-11-09T23:59:59+00:00 Accession: 0001140361-21-037200 Event type: earnings Sentiment: neutral Materiality: 0.60 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Associated Capital Q3 EPS $0.07, book value $42.24; AUM up to $1.7B ------------------------------------------------------------------- - Q3 net income $1.5M ($0.07 diluted EPS) vs $5.8M ($0.26) a year ago. - Book value per share $42.24 at Sept 30, 2021, up from $38.25 in 2020. - AUM grew to $1.68B, up $329M from year-end 2020 on net inflows and appreciation. - Board approved $0.30/share charitable contribution (~$6.6M) and $0.10 semi-annual dividend. - Approved launch of a Private Equity Fund; additional details to follow. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1642122/000114036121037200/0001140361-21-037200-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1642122/000114036121037200/brhc10030590_8k.htm HTML page: https://secwatch.observer/filing/0001140361-21-037200 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer