---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-21-038347"
form_type: "8-K"
ticker: "GEG"
cik: "0001831096"
company_name: "Great Elm Group, Inc."
filed_at: "2021-11-17T23:59:59+00:00"
generated_at: "2026-06-28T07:28:01.300621+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Stockholders approve plan amendment increasing authorized shares by 2M at annual meeting

## Summary
- All 8 director nominees elected: Drapkin (9.6M for, 7.7M against), Harbin (12.7M), Hugar (12.3M), Parmelee (10.6M), Reed (12.8M), Reese (13.3M), Scheyer (12.3M), Serota (10.6M).
- Amendment to 2016 Long-Term Incentive Plan approved: 14.7M for, 2.6M against; increases share reserve by 2,000,000 shares.
- Ratification of Grant Thornton LLP as auditor for FY2022: 24.0M for, 48,110 against, 17,114 abstain.
- Non-binding advisory vote on named executive officer compensation: 9.7M for, 6.9M against, 772,492 abstain, 6.7M broker non-votes.
- Plan amendment effective November 17, 2021; full amended plan filed as Exhibit 10.1.

## SEC filing metadata
- accession: 0001140361-21-038347
- form_type: 8-K
- ticker: GEG
- cik: 0001831096
- company_name: Great Elm Group, Inc.
- filed_at: 2021-11-17T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 5.02, 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1831096/000114036121038347/0001140361-21-038347-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1831096/000114036121038347/brhc10030953_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-21-038347
- JSON: https://secwatch.observer/filing/0001140361-21-038347.json
- Plain text: https://secwatch.observer/filing/0001140361-21-038347.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.