secwatch.observer — SEC 8-K summary
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Issuer:     Great Elm Group, Inc. (GEG)
CIK:        0001831096
Form:       8-K
Filed at:   2021-11-17T23:59:59+00:00
Accession:  0001140361-21-038347
Event type: other_material
Sentiment:  neutral
Materiality: 0.30
Item codes: 5.02, 5.07
LLM model:  deepseek-v4-flash:cloud@v2

Stockholders approve plan amendment increasing authorized shares by 2M at annual meeting
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- All 8 director nominees elected: Drapkin (9.6M for, 7.7M against), Harbin (12.7M), Hugar (12.3M), Parmelee (10.6M), Reed (12.8M), Reese (13.3M), Scheyer (12.3M), Serota (10.6M).
- Amendment to 2016 Long-Term Incentive Plan approved: 14.7M for, 2.6M against; increases share reserve by 2,000,000 shares.
- Ratification of Grant Thornton LLP as auditor for FY2022: 24.0M for, 48,110 against, 17,114 abstain.
- Non-binding advisory vote on named executive officer compensation: 9.7M for, 6.9M against, 772,492 abstain, 6.7M broker non-votes.
- Plan amendment effective November 17, 2021; full amended plan filed as Exhibit 10.1.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1831096/000114036121038347/0001140361-21-038347-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1831096/000114036121038347/brhc10030953_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-21-038347

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