secwatch.observer — SEC 8-K summary ====================================== Issuer: LISATA THERAPEUTICS, INC. (LSTA) CIK: 0000320017 Form: 8-K Filed at: 2022-09-15T23:59:59+00:00 Accession: 0001140361-22-033411 Event type: m_and_a Sentiment: positive Materiality: 0.85 Item codes: 2.01, 3.03, 5.02, 5.03, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Lisata Therapeutics formed via Caladrius-Cend merger; ~$76M cash, ticker LSTA ----------------------------------------------------------------------------- - Merger closed 9/15/22: Caladrius issued 0.5338 shares per Cend share after 1:15 reverse split; post-merger shares ~7.82M. - Former Caladrius stockholders own ~52%, former Cend stockholders ~48% of combined company. - Combined cash and investments ~$76M; focus on CendR Platform oncology pipeline and existing programs. - Name changed to Lisata Therapeutics; ticker LSTA on Nasdaq; former ticker CLBS discontinued. - Board expanded with four Cend designees; David Slack named President & CBO; leadership team includes CEO David Mazzo. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/320017/000114036122033411/0001140361-22-033411-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/320017/000114036122033411/brhc10041800_8k.htm HTML page: https://secwatch.observer/filing/0001140361-22-033411 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer