---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-23-031457"
form_type: "8-K"
ticker: null
cik: "0001863181"
company_name: "Home Plate Acquisition Corp"
filed_at: "2023-06-26T23:59:59+00:00"
generated_at: "2026-06-13T17:19:04.560560+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Home Plate Acquisition receives Nasdaq deficiency notice for insufficient public holders

## Summary
- Received Nasdaq notice on June 23, 2023 for non-compliance with Minimum Public Holders Rule (at least 300 holders).
- Notice is a deficiency, not imminent delisting; no immediate impact on listing or trading.
- Company has 45 calendar days to submit a compliance plan to regain compliance.
- If plan accepted, Nasdaq may grant extension of up to 180 days to evidence compliance.
- Company intends to submit plan within required timeframe; may appeal if plan rejected.

## SEC filing metadata
- accession: 0001140361-23-031457
- form_type: 8-K
- cik: 0001863181
- company_name: Home Plate Acquisition Corp
- filed_at: 2023-06-26T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1863181/000114036123031457/0001140361-23-031457-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1863181/000114036123031457/brhc20054862_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-23-031457
- JSON: https://secwatch.observer/filing/0001140361-23-031457.json
- Plain text: https://secwatch.observer/filing/0001140361-23-031457.txt

## Key facts
- Listing & Compliance Notices
  Home Plate Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5550(a)(3)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5550(a)(3)
  source text: June 23, 2023, Home Plate Acquisition Corporation, a Delaware corporation (the “Company”), received a written notice (the “Notice”) from the listing qualifications department staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that the Company was not in compliance with Listing Rule 5550(a)(3) (the “Minimum Public Holders Rule”), which requires the Company to maintain at least 300 public holders for continued listing on the Nasdaq Capital Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no immediate effect on the listing or trading of
  evidence_url: https://www.sec.gov/Archives/edgar/data/1863181/000114036123031457/0001140361-23-031457-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.