---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-23-041520"
form_type: "8-K"
ticker: null
cik: "0001729750"
company_name: "Kubient, Inc."
filed_at: "2023-08-28T23:59:59+00:00"
generated_at: "2026-06-11T02:55:33.147067+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Kubient receives Nasdaq notice for late Form 10-Q filing; has until Oct 21 to submit compliance plan

## Summary
- Received Nasdaq notice on Aug 22, 2023 for failure to timely file Q2 2023 Form 10-Q, violating Listing Rule 5250(c)(1).
- Delay attributed to auditor not completing review of the Form 10-Q for the quarter ended June 30, 2023.
- Company has 60 calendar days (until Oct 21, 2023) to submit a plan to regain compliance; possible exception to Feb 20, 2024.
- Kubient continues working with auditor to complete the Form 10-Q but cannot estimate the filing date.
- Common stock (KBNT) and warrants (KBNTW) trade on Nasdaq; non-compliance risk could affect listing status.

## SEC filing metadata
- accession: 0001140361-23-041520
- form_type: 8-K
- cik: 0001729750
- company_name: Kubient, Inc.
- filed_at: 2023-08-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1729750/000114036123041520/0001140361-23-041520-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1729750/000114036123041520/brhc20058086_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-23-041520
- JSON: https://secwatch.observer/filing/0001140361-23-041520.json
- Plain text: https://secwatch.observer/filing/0001140361-23-041520.txt

## Key facts
- Listing & Compliance Notices
  Kubient, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: August 15, 2023, Kubient, Inc. (the “Company”) filed a Notification of Late Filing on Form 12b-25, indicating, among other things, that the filing of its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (the “Form 10-Q”) would be delayed principally due to the Company’s auditor having not completed their review of the Form 10-Q for the period ended June 30, 2023. Because of the delayed filing of the Form 10-Q with the United States Securities and Exchange Commission (the “SEC”), the Company received a letter from the Listing Qualifications Staff of The Nasdaq Stock Market L
  evidence_url: https://www.sec.gov/Archives/edgar/data/1729750/000114036123041520/0001140361-23-041520-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.