secwatch.observer — SEC 8-K summary ====================================== Issuer: Roivant Sciences Ltd. (ROIV) CIK: 0001635088 Form: 8-K Filed at: 2023-09-11T23:59:59+00:00 Accession: 0001140361-23-043448 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Roivant completes redemption of outstanding warrants; most exercised for shares ------------------------------------------------------------------------------- - 20,061,507 public warrants exercised cashless for 5,005,531 common shares; 397 exercised for cash at $11.50. - All private warrants exercised cashless for 2,548,621 common shares. - Redemption price was $0.10 per warrant; warrants delisted from Nasdaq. - Common shares continue trading under ROIV on Nasdaq. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1635088/000114036123043448/0001140361-23-043448-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1635088/000114036123043448/brhc20058679_8k.htm HTML page: https://secwatch.observer/filing/0001140361-23-043448 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer