secwatch.observer — SEC 8-K summary
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Issuer:     GREENE COUNTY BANCORP INC (GCBC)
CIK:        0001070524
Form:       8-K
Filed at:   2023-10-18T23:59:59+00:00
Accession:  0001140361-23-048752
Event type: other
Sentiment:  neutral
Materiality: 0.20
Item codes: 5.04, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Greene County Bancorp imposes trading blackout Nov 15 to Dec 18 for insiders due to 401(k) plan admin change
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- Blackout period from Nov 15 to week of Dec 18, 2023, due to 401(k) plan administration transition from Pentegra to Empower.
- Directors and executive officers prohibited from trading GCBC equity securities during blackout under Sarbanes-Oxley Act and SEC Reg BTR.
- 401(k) participants temporarily unable to check balances, transfer investments, or obtain withdrawals during blackout.
- Exemptions include 10b5-1(c) trading plans not modified during blackout, and bona fide gifts or domestic relations transfers.
- Violations can result in profit disgorgement and civil/criminal penalties; contact Mary Seely for questions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1070524/000114036123048752/0001140361-23-048752-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1070524/000114036123048752/ef20012801_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-23-048752

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