---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-002365"
form_type: "8-K"
ticker: null
cik: "0001845368"
company_name: "HCM Acquisition Corp"
filed_at: "2024-01-16T23:59:59+00:00"
generated_at: "2026-06-06T23:27:00.876663+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# HCM Acquisition Corp receives Nasdaq deficiency notice for minimum total holders rule

## Summary
- On Jan 9, 2024, Nasdaq notified HCM Acquisition Corp of non-compliance with Listing Rule 5450(a)(2) requiring at least 400 total holders.
- Company has 45 calendar days, until Feb 23, 2024, to submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant up to 180 days extension from notice date to cure deficiency.
- Notice does not affect current listing or trading of HCMA, HCMAU, HCMAW securities on Nasdaq.

## SEC filing metadata
- accession: 0001140361-24-002365
- form_type: 8-K
- cik: 0001845368
- company_name: HCM Acquisition Corp
- filed_at: 2024-01-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1845368/000114036124002365/0001140361-24-002365-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1845368/000114036124002365/ny20013234x5_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-002365
- JSON: https://secwatch.observer/filing/0001140361-24-002365.json
- Plain text: https://secwatch.observer/filing/0001140361-24-002365.txt

## Key facts
- Listing & Compliance Notices
  HCM Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5450(a)(2)
  source text: January 9, 2024, HCM Acquisition Corp (the “Company”) received a letter from Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”), dated January 9, 2024 (the “Notice”), indicating that the Company does not comply with Nasdaq Listing Rule 5450(a)(2), which requires the Company to maintain at least 400 total holders for continued listing on the Nasdaq Global Market (the “Minimum Total Holders Rule”). The Company was provided with 45 calendar days, or until February 23, 2024, to submit a plan to regain compliance with Listing Rule 5450(a)(2). The Notice is only a notif
  evidence_url: https://www.sec.gov/Archives/edgar/data/1845368/000114036124002365/0001140361-24-002365-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.