---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-019863"
form_type: "8-K"
ticker: "PFX"
cik: "0001490349"
company_name: "PhenixFIN Corp"
filed_at: "2024-04-15T23:59:59+00:00"
generated_at: "2026-06-03T22:53:21.111885+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.15
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# PhenixFIN stockholders elect directors, ratify KPMG, approve say-on-pay

## Summary
- David Lorber (930,120 for) and Howard Amster (925,681 for) elected directors; 536,273 broker non-votes.
- KPMG ratified as auditor: 1,397,645 for, 132,594 against, 4,550 abstain; no broker non-votes.
- Advisory say-on-pay approved: 937,557 for, 54,556 against, 6,403 abstain; 536,273 broker non-votes.

## SEC filing metadata
- accession: 0001140361-24-019863
- form_type: 8-K
- ticker: PFX
- cik: 0001490349
- company_name: PhenixFIN Corp
- filed_at: 2024-04-15T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.15
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000114036124019863/0001140361-24-019863-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1490349/000114036124019863/ef20026965_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-019863
- JSON: https://secwatch.observer/filing/0001140361-24-019863.json
- Plain text: https://secwatch.observer/filing/0001140361-24-019863.txt

## Key facts
- Shareholder Votes
  PhenixFIN Corp shareholders approved Election of two directors at the 2024-04-10 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2024-04-10
  source text: Proposal 1: Election of directors. Nominee For Withheld David A. Lorber 930,120 68,396 Howard M. Amster 925,681 72,835 Broker Non-Votes: 536,273
  evidence_url: https://www.sec.gov/Archives/edgar/data/1490349/000114036124019863/0001140361-24-019863-index.htm
- Shareholder Votes
  PhenixFIN Corp shareholders approved Advisory vote on executive compensation at the 2024-04-10 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2024-04-10
  source text: Proposal 3: Advisory vote on executive compensation. For Against Abstain 937,557 54,556 6,403 Broker Non-Votes: 536,273
  evidence_url: https://www.sec.gov/Archives/edgar/data/1490349/000114036124019863/0001140361-24-019863-index.htm
- Shareholder Votes
  PhenixFIN Corp shareholders approved Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm at the 2024-04-10 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2024-04-10
  source text: Proposal 2: Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024. For Against Abstain 1,397,645 132,594 4,550 Broker Non-Votes: 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/1490349/000114036124019863/0001140361-24-019863-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.