---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-021677"
form_type: "8-K"
ticker: "BYFC"
cik: "0001001171"
company_name: "BROADWAY FINANCIAL CORP \\DE\\"
filed_at: "2024-04-24T23:59:59+00:00"
generated_at: "2026-06-03T09:09:12.178380+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Nasdaq warns Broadway Financial for late 10-K filing; deadline extended to May 13, 2024

## Summary
- Received Nasdaq notice for non-compliance with Listing Rule 5250(c)(1) due to late fiscal 2023 Form 10-K.
- Nasdaq granted an extension to file both the delinquent Q3 2023 10-Q and the 10-K by May 13, 2024.
- Company must submit an updated compliance plan to Nasdaq; intends to file both reports by the deadline.
- Late filing stems from ongoing evaluation of disclosure controls and previously disclosed internal control deficiency.
- Failure to meet the deadline may lead to delisting from the Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001140361-24-021677
- form_type: 8-K
- ticker: BYFC
- cik: 0001001171
- company_name: BROADWAY FINANCIAL CORP \DE\
- filed_at: 2024-04-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1001171/000114036124021677/0001140361-24-021677-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1001171/000114036124021677/ef20027627_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-021677
- JSON: https://secwatch.observer/filing/0001140361-24-021677.json
- Plain text: https://secwatch.observer/filing/0001140361-24-021677.txt

## Key facts
- Listing & Compliance Notices
  BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: April 18, 2024, Broadway Financial Corporation (the “Company”) received written notice (the “Notification Letter”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that is it not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on the Nasdaq Capital market because its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”) was not filed within the time period prescribed by Securities and Exchange Commission rules. As previously reported on A
  evidence_url: https://www.sec.gov/Archives/edgar/data/1001171/000114036124021677/0001140361-24-021677-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.