secwatch.observer — SEC 8-K summary
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Issuer:     BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK:        0001001171
Form:       8-K
Filed at:   2024-04-24T23:59:59+00:00
Accession:  0001140361-24-021677
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Nasdaq warns Broadway Financial for late 10-K filing; deadline extended to May 13, 2024
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- Received Nasdaq notice for non-compliance with Listing Rule 5250(c)(1) due to late fiscal 2023 Form 10-K.
- Nasdaq granted an extension to file both the delinquent Q3 2023 10-Q and the 10-K by May 13, 2024.
- Company must submit an updated compliance plan to Nasdaq; intends to file both reports by the deadline.
- Late filing stems from ongoing evaluation of disclosure controls and previously disclosed internal control deficiency.
- Failure to meet the deadline may lead to delisting from the Nasdaq Capital Market.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1001171/000114036124021677/0001140361-24-021677-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1001171/000114036124021677/ef20027627_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-24-021677

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