{"schema_version":"secwatch.filing_event.v1","accession":"0001140361-24-023484","form_type":"8-K","ticker":"NUWE","cik":"0001506492","company_name":"Nuwellis, Inc.","filed_at":"2024-05-01T23:59:59+00:00","discovered_at":"2026-05-14T18:03:18.727166+00:00","generated_at":"2026-06-03T02:43:17.185203+00:00","sec_items":["1.01","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Nuwellis raises ~$2.7M in public offering of common stock and warrants","bullets":["Offered 11.25M shares (or pre-funded warrants) and warrants for 16.875M shares at $0.24/unit.","Gross proceeds ~$2.7M before expenses; net for working capital and commercialization.","Warrants exercisable at $0.40/share, immediately exercisable, expire in 5 years.","Roth Capital Partners served as exclusive placement agent for the offering.","Closing occurred on April 30, 2024; prospectus filed with SEC on same day."],"urls":{"canonical":"https://secwatch.observer/filing/0001140361-24-023484","json":"https://secwatch.observer/filing/0001140361-24-023484.json","markdown":"https://secwatch.observer/filing/0001140361-24-023484.md","text":"https://secwatch.observer/filing/0001140361-24-023484.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/0001140361-24-023484-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/ny20023644x11_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-03T02:43:17.185203+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"752a014113d2ebbc6b9fa8bac5e0514d710729fe","claim":"Nuwellis, Inc. entered into Securities Purchase Agreement with certain of the purchasers in the Offering (effective 2024-04-26).","evidence_excerpt":"On April 26, 2024, the Company entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with certain of the purchasers in the Offering.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/0001140361-24-023484-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain of the purchasers in the Offering"},{"label":"Effective","value":"2024-04-26"}],"fact_type":"material_agreement"},{"claim_id":"8744bf210a4d25676cc66c8b3f9f0e3125bba909","claim":"Nuwellis, Inc. entered into Warrant Agency Agreement with Equiniti Trust Company, LLC (effective 2024-04-30).","evidence_excerpt":"On April 30, 2024, the Company also entered into a Warrant Agency Agreement with the Company’s transfer agent, Equiniti Trust Company, LLC, who will act as warrant agent for the Company, setting forth the terms and conditions of the Common Warrants sold in this Offering (the “ Warrant Agency Agreement ”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/0001140361-24-023484-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Counterparty","value":"Equiniti Trust Company, LLC"},{"label":"Effective","value":"2024-04-30"}],"fact_type":"material_agreement"},{"claim_id":"f1a2644d8c5703bc7e32c9b437e67059545b5e1b","claim":"Nuwellis, Inc. entered into Placement Agency Agreement with Roth Capital Partners, LLC (effective 2024-04-26).","evidence_excerpt":"On April 26, 2024, Nuwellis, Inc. (the “ Company ”) entered into a Placement Agency Agreement (the “ Placement Agency Agreement ”) with Roth Capital Partners, LLC (the “ Placement Agent ”), pursuant to which the Company issued and sold, in a best efforts registered public offering by the Company (the “ Offering ”), 8,419,996 shares (the “ Shares ”) of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”) , pre-funded warrants (the “ Pre-Funded Warrants ”) to purchase up to an aggregate of 2,830,004 shares of common stock and common warrants (the “ Common Warrants ) to purchase up to an aggregate of 16,875,000 shares of its common stock.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/0001140361-24-023484-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"Roth Capital Partners, LLC"},{"label":"Effective","value":"2024-04-26"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}