secwatch.observer — SEC 8-K summary
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Issuer:     Nuwellis, Inc. (NUWE)
CIK:        0001506492
Form:       8-K
Filed at:   2024-05-01T23:59:59+00:00
Accession:  0001140361-24-023484
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuwellis raises ~$2.7M in public offering of common stock and warrants
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- Offered 11.25M shares (or pre-funded warrants) and warrants for 16.875M shares at $0.24/unit.
- Gross proceeds ~$2.7M before expenses; net for working capital and commercialization.
- Warrants exercisable at $0.40/share, immediately exercisable, expire in 5 years.
- Roth Capital Partners served as exclusive placement agent for the offering.
- Closing occurred on April 30, 2024; prospectus filed with SEC on same day.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/0001140361-24-023484-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1506492/000114036124023484/ny20023644x11_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-24-023484

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer