secwatch.observer — SEC 8-K summary
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Issuer:     BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK:        0001001171
Form:       8-K
Filed at:   2024-05-20T23:59:59+00:00
Accession:  0001140361-24-026913
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Broadway Financial receives Nasdaq delisting notice; partially caught up but Q1 2024 10-Q still missing
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- Received Staff Delisting Determination on May 14, 2024 for failing to timely file Q3 2023 10-Q and 2023 10-K.
- Nasdaq granted compliance exception until May 13, 2024; company did not meet the terms.
- As of May 20, filed Q3 2023 10-Q and 2023 10-K; Nasdaq confirmed compliance for those periods.
- Q1 2024 10-Q remains unfiled; company intends to appeal delisting and work to file.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1001171/000114036124026913/0001140361-24-026913-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1001171/000114036124026913/ef20029566_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-24-026913

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