secwatch.observer — SEC 8-K summary
======================================

Issuer:     Nuwellis, Inc. (NUWE)
CIK:        0001506492
Form:       8-K
Filed at:   2024-07-25T23:59:59+00:00
Accession:  0001140361-24-034104
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 3.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuwellis prices $2M registered direct offering of 469,340 shares at $4.24 plus warrants
--------------------------------------------------------------------------------

- Gross proceeds ~$2.0M; net proceeds ~$1.6M after fees.
- Share price $4.24; accompanying warrants exercisable at $3.99 for up to 938,680 shares.
- Closing expected July 25, 2024; Roth Capital Partners acting as exclusive placement agent.
- Proceeds to be used for working capital and general corporate purposes.
- Warrants issued in private placement under Section 4(a)(2) and Regulation D.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1506492/000114036124034104/0001140361-24-034104-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1506492/000114036124034104/ef20032962_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-24-034104

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer