secwatch.observer — SEC 8-K summary ====================================== Issuer: PDS Biotechnology Corp (PDSB) CIK: 0001472091 Form: 8-K Filed at: 2024-08-13T23:59:59+00:00 Accession: 0001140361-24-037073 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 1.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PDS Biotechnology enters $50M ATM equity offering program with B. Riley and H.C. Wainwright -------------------------------------------------------------------------------- - New at-the-market sales agreement allows up to $50M in common stock through B. Riley Securities and H.C. Wainwright. - Replaces prior August 2022 ATM program; 3% commission on gross proceeds to agents. - Shares sold via Rule 415 at-the-market on Nasdaq Capital Market; no minimum sales obligation. - Prior ATM agreement with B. Riley and BTIG terminated effective August 13, 2024. - Proceeds from any future sales will be used for general corporate purposes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1472091/000114036124037073/0001140361-24-037073-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1472091/000114036124037073/ny20034050x2_8k.htm HTML page: https://secwatch.observer/filing/0001140361-24-037073 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer