---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-038578"
form_type: "8-K"
ticker: "NUWE"
cik: "0001506492"
company_name: "Nuwellis, Inc."
filed_at: "2024-08-26T23:59:59+00:00"
generated_at: "2026-05-31T07:37:06.518926+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Nuwellis prices $916,000 registered direct offering with warrants at $1.72 strike

## Summary
- Gross proceeds ~$916k from sale of 496,901 shares at $1.845/share and warrants for 496,901 shares.
- Warrants exercisable immediately at $1.72/share, expiring 5 years from registration effectiveness.
- Offering closed Aug 26, 2024; net proceeds for working capital and general corporate purposes.
- Ladenburg Thalmann acted as exclusive placement agent; cash fee of 8% of gross proceeds.
- Company also issued placement agent warrants to purchase 14,501 shares at $3.04425, expiring Aug 23, 2029.

## SEC filing metadata
- accession: 0001140361-24-038578
- form_type: 8-K
- ticker: NUWE
- cik: 0001506492
- company_name: Nuwellis, Inc.
- filed_at: 2024-08-26T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1506492/000114036124038578/0001140361-24-038578-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1506492/000114036124038578/ny20034687x2_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-038578
- JSON: https://secwatch.observer/filing/0001140361-24-038578.json
- Plain text: https://secwatch.observer/filing/0001140361-24-038578.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.