---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-045441"
form_type: "8-K"
ticker: "NUWE"
cik: "0001506492"
company_name: "Nuwellis, Inc."
filed_at: "2024-11-07T23:59:59+00:00"
generated_at: "2026-05-30T03:29:55.624277+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Nuwellis raises $5.1M via warrant inducement; issues new warrants for 3.7M shares

## Summary
- Total gross proceeds of $5.1M, including $3.8M from immediate exercise of 1.8M existing warrants at $2.10 and $1.3M from recent exercises at original terms.
- Issued Series I and II warrants to purchase up to 3.7M shares at $1.94, exercisable starting 6 months from issuance, with 5-year and 2-year terms respectively.
- Pro forma shares outstanding ~4.1M after exercise, up from 2.2M prior; company to file resale registration statement within 15 days.
- Ladenburg Thalmann served as exclusive inducement agent, receiving 8% cash fee and Placement Agent Warrants for 55K shares at $3.465.
- New warrants are unregistered and private, with anti-dilution and variable transaction restrictions until February 26, 2025.

## SEC filing metadata
- accession: 0001140361-24-045441
- form_type: 8-K
- ticker: NUWE
- cik: 0001506492
- company_name: Nuwellis, Inc.
- filed_at: 2024-11-07T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1506492/000114036124045441/0001140361-24-045441-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1506492/000114036124045441/ef20038165_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-045441
- JSON: https://secwatch.observer/filing/0001140361-24-045441.json
- Plain text: https://secwatch.observer/filing/0001140361-24-045441.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.