---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-049137"
form_type: "8-K"
ticker: "RCKT"
cik: "0001281895"
company_name: "ROCKET PHARMACEUTICALS, INC."
filed_at: "2024-12-12T23:59:59+00:00"
generated_at: "2026-05-29T03:53:01.905012+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Rocket Pharmaceuticals raises ~$182.8M in public offering and private placement

## Summary
- Public offering of 15.18M shares at $12.50/sh, including full exercise of underwriters' option; net proceeds ~$178.1M.
- Private placement of 400,000 pre-funded warrants at $12.49 to RTW Innovation Master Fund, net proceeds ~$4.7M.
- Proceeds to fund pipeline development, commercialization preparedness, and general corporate purposes.
- 45-day lock-up on sales of common stock by officers, directors, and certain shareholders.

## SEC filing metadata
- accession: 0001140361-24-049137
- form_type: 8-K
- ticker: RCKT
- cik: 0001281895
- company_name: ROCKET PHARMACEUTICALS, INC.
- filed_at: 2024-12-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1281895/000114036124049137/0001140361-24-049137-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1281895/000114036124049137/ny20039717x4_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-049137
- JSON: https://secwatch.observer/filing/0001140361-24-049137.json
- Plain text: https://secwatch.observer/filing/0001140361-24-049137.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.