---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-24-049903"
form_type: "8-K"
ticker: "NUWE"
cik: "0001506492"
company_name: "Nuwellis, Inc."
filed_at: "2024-12-19T23:59:59+00:00"
generated_at: "2026-05-29T01:32:55.633913+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nuwellis regains Nasdaq compliance with bid price and equity listing rules

## Summary
- Received Nasdaq confirmation of compliance with minimum bid price (Rule 5550(a)(2)) and stockholders' equity (Rule 5550(b)(1)).
- Company raised $5.1M in gross proceeds from warrant exercises and a November warrant inducement transaction.
- Implemented a 1:35 reverse stock split on June 26, 2024 to help regain bid price compliance.
- Subject to mandatory panel monitor for one year from December 17, 2024; no further cure period if non-compliant.
- CEO Nestor Jaramillo cited balance sheet improvements including reduced liabilities and reclassified warrant liabilities.

## SEC filing metadata
- accession: 0001140361-24-049903
- form_type: 8-K
- ticker: NUWE
- cik: 0001506492
- company_name: Nuwellis, Inc.
- filed_at: 2024-12-19T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1506492/000114036124049903/0001140361-24-049903-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1506492/000114036124049903/ny20038704x3_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-24-049903
- JSON: https://secwatch.observer/filing/0001140361-24-049903.json
- Plain text: https://secwatch.observer/filing/0001140361-24-049903.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.