secwatch.observer — SEC 8-K summary ====================================== Issuer: Innventure, Inc. (INV) CIK: 0002001557 Form: 8-K Filed at: 2025-03-25T23:59:59+00:00 Accession: 0001140361-25-010165 Event type: other_material Sentiment: neutral Materiality: 0.75 Item codes: 1.01, 5.03, 1.02, 2.03, 3.02, 3.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Innventure raises $2.75M in Series C preferred; settles $26.1M in related party loans with equity -------------------------------------------------------------------------------- - Issued up to 275,000 Series C preferred shares at $10/share for $2.75M cash; 8% cumulative dividend. - Terminated Otworth, Scott, Auto Now, and Glockner loans in exchange for ~2.3M Series C shares plus $375K cash. - Series C preferred ranks pari passu with Series B; converts to common at lesser of Reset Price or $12.50. - Also issued 184k common shares to Yorkville, Ducera, and Roth between Oct 2024 and Feb 2025. - Filed Certificate of Designations for Series C; Grail Partners received 300,000 Series C shares for advisory fees. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2001557/000114036125010165/0001140361-25-010165-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2001557/000114036125010165/ef20045914_8k.htm HTML page: https://secwatch.observer/filing/0001140361-25-010165 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer