secwatch.observer — SEC 8-K summary ====================================== Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC) CIK: 0001001171 Form: 8-K Filed at: 2025-11-25T23:59:59+00:00 Accession: 0001140361-25-043355 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Broadway Financial receives Nasdaq non-compliance notice for late Q3 10-Q filing -------------------------------------------------------------------------------- - Received Nasdaq notice on Nov 20, 2025 for failing to timely file Q3 10-Q under Listing Rule 5250(c)(1). - Late filing due to ongoing evaluation of sold loan participation accounting under ASC Topic 860. - Must submit compliance plan by Dec 8, 2025; extension deadline to file is Feb 16, 2026. - No immediate impact on stock listing, but risk of further delays if plan rejected or filing not completed. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1001171/000114036125043355/0001140361-25-043355-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1001171/000114036125043355/ef20060014_8k.htm HTML page: https://secwatch.observer/filing/0001140361-25-043355 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer