---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-26-000721"
form_type: "8-K"
ticker: null
cik: "0001786835"
company_name: "Star Mountain Lower Middle-Market Capital Corp"
filed_at: "2026-01-08T23:59:59+00:00"
generated_at: "2026-05-16T11:14:28.788874+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Star Mountain Capital issues $25M floating rate senior unsecured notes due 2029

## Summary
- Issued $25M aggregate principal amount of Floating Rate Senior Unsecured Notes due January 15, 2029.
- Interest rate: Adjusted SOFR Rate plus 3.75% (375 bps), payable quarterly starting April 15, 2026.
- Notes sold at 99.619% of par to a qualified institutional investor in a private placement.
- Notes are unsecured obligations ranking pari passu with other unsecured unsubordinated debt.
- Note Purchase Agreement includes customary covenants, including minimum asset coverage ratio of 1.50:1.00.

## SEC filing metadata
- accession: 0001140361-26-000721
- form_type: 8-K
- cik: 0001786835
- company_name: Star Mountain Lower Middle-Market Capital Corp
- filed_at: 2026-01-08T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/0001140361-26-000721-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/ef20062497_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-26-000721
- JSON: https://secwatch.observer/filing/0001140361-26-000721.json
- Plain text: https://secwatch.observer/filing/0001140361-26-000721.txt

## Key facts
- Debt Financings
  Star Mountain Lower Middle-Market Capital Corp incurred senior notes of $25,000,000 at Benchmark ... plus 3.75% maturing January 15, 2029.
  - Instrument: senior notes
  - Principal: $25,000,000
  - Rate: Benchmark ... plus 3.75%
  - Maturity: January 15, 2029
  - Event: incurrence
  source text: On January 2, 2026, Star Mountain Lower Middle-Market Capital Corp. (the “Company”) entered into a Note Purchase Agreement (the “Note Purchase Agreement”) governing the issuance of $25,000,000 in aggregate principal amount of Floating Rate Senior Unsecured Notes due January 15, 2029, with a floating interest rate per annum equal to the Benchmark (which is based on the TSFR3M Index Screen Rate and more fully defined in the Note Purchase Agreement) plus 3.75% (375 basis points) (the “Notes”), to a qualified institutional investor in a private placement.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/0001140361-26-000721-index.htm
- Material Agreements
  Star Mountain Lower Middle-Market Capital Corp entered into Note Purchase Agreement valued at $25,000,000 (effective 2026-01-02).
  - Action: entry
  - Agreement: notes offering
  - Value: $25,000,000
  - Effective: 2026-01-02
  source text: On January 2, 2026, Star Mountain Lower Middle-Market Capital Corp. (the "Company") entered into a Note Purchase Agreement (the "Note Purchase Agreement") governing the issuance of $25,000,000 in aggregate principal amount of Floating Rate Senior Unsecured Notes due January 15, 2029
  evidence_url: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/0001140361-26-000721-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.