secwatch.observer — SEC 8-K summary ====================================== Issuer: Star Mountain Lower Middle-Market Capital Corp (—) CIK: 0001786835 Form: 8-K Filed at: 2026-01-08T23:59:59+00:00 Accession: 0001140361-26-000721 Event type: debt Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 2.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Star Mountain Capital issues $25M floating rate senior unsecured notes due 2029 ------------------------------------------------------------------------------- - Issued $25M aggregate principal amount of Floating Rate Senior Unsecured Notes due January 15, 2029. - Interest rate: Adjusted SOFR Rate plus 3.75% (375 bps), payable quarterly starting April 15, 2026. - Notes sold at 99.619% of par to a qualified institutional investor in a private placement. - Notes are unsecured obligations ranking pari passu with other unsecured unsubordinated debt. - Note Purchase Agreement includes customary covenants, including minimum asset coverage ratio of 1.50:1.00. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/0001140361-26-000721-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1786835/000114036126000721/ef20062497_8k.htm HTML page: https://secwatch.observer/filing/0001140361-26-000721 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer