secwatch.observer — SEC 8-K summary ====================================== Issuer: BANC OF CALIFORNIA, INC. (BANC) CIK: 0001169770 Form: 8-K Filed at: 2026-03-06T23:59:59+00:00 Accession: 0001140361-26-008254 Event type: other Sentiment: neutral Materiality: 0.25 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Banc of California files new universal shelf registration statement, replaces 2023 S-3 -------------------------------------------------------------------------------- - Filed new universal shelf S-3 (File 333-293930) effective March 2, 2026, replacing 2023 shelf (File 333-270328). - On March 6, 2026 filed prospectus supplement for resale of common stock by selling stockholders. - Resale prospectus filed under Registration Rights Agreement dated Nov 30, 2023. - Legal opinion from Silver Freedman Taff & Tiernan LLP attached as Exhibit 5.1. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1169770/000114036126008254/0001140361-26-008254-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1169770/000114036126008254/ny20066096x3_8k.htm HTML page: https://secwatch.observer/filing/0001140361-26-008254 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer