secwatch.observer — SEC 8-K summary ====================================== Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT) CIK: 0001281895 Form: 8-K Filed at: 2026-05-21T10:02:22+00:00 Accession: 0001140361-26-022311 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Rocket Pharmaceuticals stockholders elect directors, ratify auditor, approve say-on-pay and stock option exchange -------------------------------------------------------------------------------- - Seven director nominees elected; David P. Southwell received 43.2M for, 20.1M withheld (lowest support). - Ratification of EisnerAmper as independent auditor: 79.2M for, 1.0M against, 0.6M abstain. - Non-binding advisory vote on executive compensation approved: 61.4M for, 1.7M against, 0.2M abstain. - Stock option exchange program approved with 45.6M for, 17.6M against (significant opposition). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1281895/000114036126022311/0001140361-26-022311-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1281895/000114036126022311/ef20074449_8k.htm HTML page: https://secwatch.observer/filing/0001140361-26-022311 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer