secwatch.observer — SEC 8-K summary
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Issuer:     Nuwellis, Inc. (NUWE)
CIK:        0001506492
Form:       8-K
Filed at:   2026-06-10T13:09:42+00:00
Accession:  0001140361-26-024740
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuwellis closes $6.0M public offering of shares and warrants
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- Gross proceeds of ~$6.0M from 1,903,338 common shares and pre-funded warrants with Series C/D warrants.
- Public offering price $0.30 per share and accompanying warrants; pre-funded warrants at $0.2999.
- As of June 9, 2026, 12,750,321 common shares outstanding (post-exercise of pre-funded warrants).
- Series C warrants exercisable at $0.30 for 5 years after stockholder approval and reverse split; Series D warrants include cashless exercise option.
- Ladenburg Thalmann acted as sole book-running manager; offering declared effective June 4, 2026.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1506492/000114036126024740/0001140361-26-024740-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1506492/000114036126024740/ef20075871_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-26-024740

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer