---
schema_version: "secwatch.filing_event.v1"
accession: "0001140361-26-030985"
form_type: "8-K"
ticker: "NUWE"
cik: "0001506492"
company_name: "Nuwellis, Inc."
filed_at: "2026-08-03T20:35:32+00:00"
generated_at: "2026-08-03T20:36:07.845823+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nuwellis prices $3.4M registered direct offering at $2.59/share; also receives $3.1M from warrant exercises

## Summary
- Gross proceeds of ~$3.4M from sale of 1,310,890 shares at $2.59/share; concurrent private placement of warrants for same number at $2.59 exercise price.
- Additionally, Nuwellis received $3.1M from exercise of previously issued warrants from June 2026 public offering.
- Ladenburg Thalmann acted as exclusive placement agent; 9% cash fee and 3% warrant coverage.
- Closing expected August 3, 2026; warrants exercisable immediately, 5-year term.
- Company agreed to 5-day lockup on further equity issuance and 90-day ban on variable rate transactions.

## SEC filing metadata
- accession: 0001140361-26-030985
- form_type: 8-K
- ticker: NUWE
- cik: 0001506492
- company_name: Nuwellis, Inc.
- filed_at: 2026-08-03T20:35:32+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1506492/000114036126030985/0001140361-26-030985-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1506492/000114036126030985/ef20079229_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001140361-26-030985
- JSON: https://secwatch.observer/filing/0001140361-26-030985.json
- Plain text: https://secwatch.observer/filing/0001140361-26-030985.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.