secwatch.observer — SEC 8-K summary
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Issuer:     Nuwellis, Inc. (NUWE)
CIK:        0001506492
Form:       8-K
Filed at:   2026-08-03T20:35:32+00:00
Accession:  0001140361-26-030985
Event type: other_material
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuwellis prices $3.4M registered direct offering at $2.59/share; also receives $3.1M from warrant exercises
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- Gross proceeds of ~$3.4M from sale of 1,310,890 shares at $2.59/share; concurrent private placement of warrants for same number at $2.59 exercise price.
- Additionally, Nuwellis received $3.1M from exercise of previously issued warrants from June 2026 public offering.
- Ladenburg Thalmann acted as exclusive placement agent; 9% cash fee and 3% warrant coverage.
- Closing expected August 3, 2026; warrants exercisable immediately, 5-year term.
- Company agreed to 5-day lockup on further equity issuance and 90-day ban on variable rate transactions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1506492/000114036126030985/0001140361-26-030985-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1506492/000114036126030985/ef20079229_8k.htm
  HTML page:      https://secwatch.observer/filing/0001140361-26-030985

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer