secwatch.observer — SEC 8-K summary ====================================== Issuer: Innventure, Inc. (INV) CIK: 0002001557 Form: 8-K Filed at: 2026-10-06T21:29:40+00:00 Accession: 0001140361-26-038822 Event type: other_material Sentiment: negative Materiality: 0.70 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4.1-flash:cloud@v2 Innventure launches $60M at-the-market stock offering with Lucid Capital; ends Yorkville SEPA -------------------------------------------------------------------------------- - Signed Oct 6, 2026 ATM agreement with Lucid Capital Markets to sell up to $60,000,000 of common stock; commission 3.0% on first $15M sold, 2.17% on next $45M. - Net proceeds targeted at working capital and a strategic shift to primarily focus on subsidiary Accelsius Holdings LLC, including possibly acquiring additional Accelsius units. - Under the Yorkville (YA II PN, Ltd.) SEPA, Innventure sold 2,454,689 shares between Sept 10 and Oct 1, 2026 at a weighted-average $0.6869/share for $1,686,192.79 in proceeds. - Proceeds from the Yorkville sales are expected to fund operating expenses and limited deferred payables of AeroFlexx and Refinity in Q4. - Company said it does not intend to issue any additional shares under the $75.0M SEPA. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2001557/000114036126038822/0001140361-26-038822-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2001557/000114036126038822/ef20083287_8k.htm HTML page: https://secwatch.observer/filing/0001140361-26-038822 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer