---
schema_version: "secwatch.filing_event.v1"
accession: "0001171200-22-000105"
form_type: "8-K"
ticker: "MGLD"
cik: "0001005101"
company_name: "Marygold Companies, Inc."
filed_at: "2022-03-15T23:59:59+00:00"
generated_at: "2026-06-26T22:36:17.189390+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# The Marygold Companies raises $3.8M in upsized offering, uplists to NYSE American

## Summary
- Gross proceeds of $3.795M from 1,897,500 shares at $2.00/share; underwriter discount 7%.
- Over-allotment option fully exercised: 247,500 additional shares sold.
- Ticker changed to MGLD; uplisted to NYSE American from OTC Pink on March 10, 2022.
- Issued underwriter's warrants for 82,500 shares at $2.40/share, exercisable Sept 14, 2022 to March 14, 2027.
- Name change to The Marygold Companies, Inc.; former ticker CNCG.

## SEC filing metadata
- accession: 0001171200-22-000105
- form_type: 8-K
- ticker: MGLD
- cik: 0001005101
- company_name: Marygold Companies, Inc.
- filed_at: 2022-03-15T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1005101/000117120022000105/0001171200-22-000105-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1005101/000117120022000105/i22158_mgld-8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001171200-22-000105
- JSON: https://secwatch.observer/filing/0001171200-22-000105.json
- Plain text: https://secwatch.observer/filing/0001171200-22-000105.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.