---
schema_version: "secwatch.filing_event.v1"
accession: "0001171200-23-000245"
form_type: "8-K"
ticker: "MGLD"
cik: "0001005101"
company_name: "Marygold Companies, Inc."
filed_at: "2023-04-17T23:59:59+00:00"
generated_at: "2026-06-17T01:10:15.434494+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Marygold appoints James Alexander as independent director; Stuart Crumbaugh also named to board

## Summary
- James S. Alexander appointed independent director effective April 17, 2023, filling a vacancy.
- Stuart Crumbaugh, CFO, appointed management director, succeeding Kathryn Rooney who moves to USCF LLC board.
- Alexander brings 30+ years in capital markets roles at KeyBanc, Wells Fargo, and Bank of America.
- Crumbaugh remains CFO; no changes to director compensation or committee assignments announced.

## SEC filing metadata
- accession: 0001171200-23-000245
- form_type: 8-K
- ticker: MGLD
- cik: 0001005101
- company_name: Marygold Companies, Inc.
- filed_at: 2023-04-17T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1005101/000117120023000245/0001171200-23-000245-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1005101/000117120023000245/i23204_mgld-8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001171200-23-000245
- JSON: https://secwatch.observer/filing/0001171200-23-000245.json
- Plain text: https://secwatch.observer/filing/0001171200-23-000245.txt

## Key facts
- Executive change
  James S. Alexander was appointed as Independent Director at Marygold Companies, Inc..
  - Action: appointed
  - Role: Independent Director
  source text: approved appointing James S. Alexander to the Board of Directors with the appointment effective April 17, 2023, to fill a vacancy on the Board of Directors.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1005101/000117120023000245/0001171200-23-000245-index.htm
- Executive change
  Stuart P. Crumbaugh was appointed as Management Director at Marygold Companies, Inc..
  - Action: appointed
  - Role: Management Director
  source text: appointed James S. Alexander and Stuart P. Crumbaugh to fill vacancies on the Company’s Board of Directors.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1005101/000117120023000245/0001171200-23-000245-index.htm
- Executive change
  Kathryn D. Rooney resigned as Director at Marygold Companies, Inc..
  - Action: resigned
  - Role: Director
  source text: accepted the resignation of Kathryn D. Rooney and appointed James S. Alexander and Stuart P. Crumbaugh to fill vacancies on the Company’s Board of Directors.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1005101/000117120023000245/0001171200-23-000245-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
