---
schema_version: "secwatch.filing_event.v1"
accession: "0001171843-23-000340"
form_type: "8-K"
ticker: "WNDW"
cik: "0001071840"
company_name: "SolarWindow Technologies, Inc."
filed_at: "2023-01-19T23:59:59+00:00"
generated_at: "2026-06-20T12:53:40.161279+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# BCSC cease trade order; SolarWindow exits Korea, elects 67% holder

## Summary
- Formally exiting South Korea, dissolving SolarWindow Asia Co.; recognized $674,200 impairment on $1,894,000 total investment; no capital since May 2, 2022.
- Elected Harmel S. Rayat to board; he is president/sole stockholder of Kalen Capital, owns 35.6M shares (66.99% of outstanding), also CEO of RenovaCare.
- BC Securities Commission issued Cease Trade Order on Jan 10, 2022 due to failure to file FY2022 annual audited financials, MD&A, and annual information form.
- Former director Rhee still controls Korean subsidiary's records, preventing audit; company pursuing South Korean legal action to gain access.
- Company exploring alternative means to provide stockholders financial information pending resolution of Korean subsidiary issues.

## SEC filing metadata
- accession: 0001171843-23-000340
- form_type: 8-K
- ticker: WNDW
- cik: 0001071840
- company_name: SolarWindow Technologies, Inc.
- filed_at: 2023-01-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 2.01, 5.02, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1071840/000117184323000340/0001171843-23-000340-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1071840/000117184323000340/f8k_011923.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001171843-23-000340
- JSON: https://secwatch.observer/filing/0001171843-23-000340.json
- Plain text: https://secwatch.observer/filing/0001171843-23-000340.txt

## Key facts
- Executive change
  John Rhee resigned as Director at SolarWindow Technologies, Inc..
  - Action: resigned
  - Role: Director
  source text: to fill the vacancy created by the resignation of Mr. John Rhee
  evidence_url: https://www.sec.gov/Archives/edgar/data/1071840/000117184323000340/0001171843-23-000340-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
