---
schema_version: "secwatch.filing_event.v1"
accession: "0001171843-23-003541"
form_type: "8-K"
ticker: "UG"
cik: "0000101295"
company_name: "UNITED GUARDIAN INC"
filed_at: "2023-05-24T23:59:59+00:00"
generated_at: "2026-06-14T15:30:14.904138+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# United-Guardian regains Nasdaq stockholders' equity compliance; listing continues

## Summary
- Nasdaq confirmed compliance with $10M equity minimum based on Q1 2023 10-Q filed May 12.
- Company had received deficiency letters for three listing standards; now one is satisfied.
- Listing on Nasdaq Global Select Market continues; Nasdaq considers the matter closed.
- Remains subject to other continued listing requirements; no further action required at this time.

## SEC filing metadata
- accession: 0001171843-23-003541
- form_type: 8-K
- ticker: UG
- cik: 0000101295
- company_name: UNITED GUARDIAN INC
- filed_at: 2023-05-24T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/101295/000117184323003541/0001171843-23-003541-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/101295/000117184323003541/f8k_052423.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001171843-23-003541
- JSON: https://secwatch.observer/filing/0001171843-23-003541.json
- Plain text: https://secwatch.observer/filing/0001171843-23-003541.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.