secwatch.observer — SEC 8-K summary ====================================== Issuer: UNITED GUARDIAN INC (UG) CIK: 0000101295 Form: 8-K Filed at: 2023-08-31T23:59:59+00:00 Accession: 0001171843-23-005496 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 United-Guardian dismisses Baker Tilly, appoints Grassi as auditor effective Aug 29, 2023 -------------------------------------------------------------------------------- - Audit committee directed the dismissal of Baker Tilly and hiring of Grassi Advisors and Accountants. - Baker Tilly's reports for FY 2022 and 2021 contained no adverse opinion or qualification. - No disagreements or reportable events occurred during Baker Tilly's tenure as defined by Regulation S-K. - Company provided Baker Tilly with a copy of this disclosure; their letter is attached as Exhibit 16.1. - No prior consultations with Grassi on accounting principles or audit matters before appointment. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/101295/000117184323005496/0001171843-23-005496-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/101295/000117184323005496/f8k_083023.htm HTML page: https://secwatch.observer/filing/0001171843-23-005496 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer