---
schema_version: "secwatch.filing_event.v1"
accession: "0001171843-24-001191"
form_type: "8-K"
ticker: "WNDW"
cik: "0001071840"
company_name: "SolarWindow Technologies, Inc."
filed_at: "2024-03-05T23:59:59+00:00"
generated_at: "2026-06-05T03:20:57.200166+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Chairman Harmel Rayat resigns after SEC judgment bars him from officer/director roles

## Summary
- Harmel Rayat resigned as Chairman and director on Feb 28, 2024, after court-ordered bar.
- SEC final judgment permanently bars Rayat from serving as officer/director of public companies.
- Rayat ordered to pay $1,270,352 disgorgement, $207,656 interest, and $1,270,352 penalty.
- Jatinder Bhogal barred for 10 years; ordered to pay $1,136,182 disgorgement, $194,562 interest, and $669,687 penalty.
- Company was not a party to the SEC case; no direct financial impact stated.

## SEC filing metadata
- accession: 0001171843-24-001191
- form_type: 8-K
- ticker: WNDW
- cik: 0001071840
- company_name: SolarWindow Technologies, Inc.
- filed_at: 2024-03-05T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 5.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1071840/000117184324001191/0001171843-24-001191-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1071840/000117184324001191/f8k_030424.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001171843-24-001191
- JSON: https://secwatch.observer/filing/0001171843-24-001191.json
- Plain text: https://secwatch.observer/filing/0001171843-24-001191.txt

## Key facts
- Executive change
  Harmel S. Rayat resigned as Chairman of the Board at SolarWindow Technologies, Inc..
  - Action: resigned
  - Role: Chairman of the Board
  source text: On February 28, 2024, Mr. Harmel S. Rayat, submitted to the Company’s Board of Directors (the “Board”) notice of his resignation from his position as Chairman of the Board, and as a director of the Company, with such resignations to be effective as of February 28, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1071840/000117184324001191/0001171843-24-001191-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.