secwatch.observer — SEC 8-K summary
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Issuer:     SolarWindow Technologies, Inc. (WNDW)
CIK:        0001071840
Form:       8-K
Filed at:   2024-03-05T23:59:59+00:00
Accession:  0001171843-24-001191
Event type: regulatory
Sentiment:  negative
Materiality: 0.90
Item codes: 5.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Chairman Harmel Rayat resigns after SEC judgment bars him from officer/director roles
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- Harmel Rayat resigned as Chairman and director on Feb 28, 2024, after court-ordered bar.
- SEC final judgment permanently bars Rayat from serving as officer/director of public companies.
- Rayat ordered to pay $1,270,352 disgorgement, $207,656 interest, and $1,270,352 penalty.
- Jatinder Bhogal barred for 10 years; ordered to pay $1,136,182 disgorgement, $194,562 interest, and $669,687 penalty.
- Company was not a party to the SEC case; no direct financial impact stated.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1071840/000117184324001191/0001171843-24-001191-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1071840/000117184324001191/f8k_030424.htm
  HTML page:      https://secwatch.observer/filing/0001171843-24-001191

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer