{"schema_version":"secwatch.filing_event.v1","accession":"0001185185-21-001706","form_type":"8-K","ticker":"GROW","cik":"0000754811","company_name":"U S GLOBAL INVESTORS INC","filed_at":"2021-11-19T23:59:59+00:00","discovered_at":"2026-05-14T18:04:15.515278+00:00","generated_at":"2026-06-28T06:44:56.537487+00:00","sec_items":["2.02","3.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"U.S. Global restates Q3 FY21 results; gets Nasdaq deficiency for late filings","bullets":["Non-cash adjustments increase assets by ~$5.8M and decrease net income by ~$5.6M for periods ended March 31, 2021.","Restated Q3 net income was $8.6M ($0.57/diluted share) versus a prior-year loss of $1.6M (-$0.11/share).","Nasdaq deficiency letter for delinquent Form 10-K (FY June 30, 2021) and Form 10-Q (Sept 30, 2021).","Must submit compliance plan by Dec 17, 2021; if accepted, extended deadline to April 11, 2022 to regain listing.","Cash balances unaffected; company expects to file 10-K within a few weeks."],"urls":{"canonical":"https://secwatch.observer/filing/0001185185-21-001706","json":"https://secwatch.observer/filing/0001185185-21-001706.json","markdown":"https://secwatch.observer/filing/0001185185-21-001706.md","text":"https://secwatch.observer/filing/0001185185-21-001706.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/754811/000118518521001706/0001185185-21-001706-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/754811/000118518521001706/usglobal20211118_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T06:44:56.537487+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}