---
schema_version: "secwatch.filing_event.v1"
accession: "0001185185-21-001706"
form_type: "8-K"
ticker: "GROW"
cik: "0000754811"
company_name: "U S GLOBAL INVESTORS INC"
filed_at: "2021-11-19T23:59:59+00:00"
generated_at: "2026-06-28T06:44:56.537487+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# U.S. Global restates Q3 FY21 results; gets Nasdaq deficiency for late filings

## Summary
- Non-cash adjustments increase assets by ~$5.8M and decrease net income by ~$5.6M for periods ended March 31, 2021.
- Restated Q3 net income was $8.6M ($0.57/diluted share) versus a prior-year loss of $1.6M (-$0.11/share).
- Nasdaq deficiency letter for delinquent Form 10-K (FY June 30, 2021) and Form 10-Q (Sept 30, 2021).
- Must submit compliance plan by Dec 17, 2021; if accepted, extended deadline to April 11, 2022 to regain listing.
- Cash balances unaffected; company expects to file 10-K within a few weeks.

## SEC filing metadata
- accession: 0001185185-21-001706
- form_type: 8-K
- ticker: GROW
- cik: 0000754811
- company_name: U S GLOBAL INVESTORS INC
- filed_at: 2021-11-19T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 2.02, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/754811/000118518521001706/0001185185-21-001706-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/754811/000118518521001706/usglobal20211118_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001185185-21-001706
- JSON: https://secwatch.observer/filing/0001185185-21-001706.json
- Plain text: https://secwatch.observer/filing/0001185185-21-001706.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.