BioSig terminates $30M ATM sales agreement with Ascendiant, ~$29.9M unsold

Streamex Corp.

Terminated At-The-Market Sales Agreement with Ascendiant Capital Markets effective Nov 6, 2023.
Approximately $29.9 million in common stock remained available for sale under the ATM prospectus.
Sold 289,114 shares at weighted avg $0.4657 per share from Sep 15 to Oct 31, 2023.
No termination penalties were incurred.

item 1.02

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Streamex Corp. terminated Sales Agreement with Ascendiant Capital Markets, LLC (effective 2023-11-06).

Action: termination
Agreement: atm program
Counterparty: Ascendiant Capital Markets, LLC
Effective: 2023-11-06

Exact text from the filing

On November 1, 2023, the Company delivered written notice to the Agent to terminate the Sales Agreement, effective November 6, 2023, pursuant to Section 13(b) of the Sales Agreement.

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Streamex Corp. filing history →

Source: SEC EDGAR

accession 0001185185-23-001126

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